StoneCastle is a SEC registered investment advisor that manages over $3.1 billion of assets in the community banking sector. We supplement our investment analysis with fundamental research on the small and medium sized bank and financial institutions market. Our investors include sophisticated family offices, high net-worth individuals, wealth management firms, banks and other financial institutions in the United States, Europe and Asia.

Investing in banks requires specialized accounting, legal and regulatory knowledge that is specific to regulated financial institutions.

StoneCastle’s management team has established an investment platform with infrastructure specifically designed to invest in the community banking sector.

StoneCastle has successfully developed a investment process, refined to be efficient and comprehensive.

StoneCastle’s management team is one of the leading investment groups in the community banking sector.

Core management team has invested $5.8 billion of regulatory capital into over 400 FDIC insured depository institutions during the past ten years.

Senior management has more than 150 years of combined investment experience.

Cross disciplined team of 20+ investment professionals: former private equity professionals, investment bankers, senior bank treasury executives, banking regulators, regulatory attorneys, equity and fixed-income analysts, rating agency analysts, distressed debt investment professionals, municipal investment professionals.

Superior deal sourcing capabilities through a unique nationwide sourcing network.

Greater depth of due diligence, incorporating not only financial data, but regional and local economic data, demographic data, geographic footprint and topography and certain asset re-underwriting.

StoneCastle has developed proprietary systems and databases.

Designed to combine deal origination, credit/investment underwriting, CRM, risk management, investment monitoring and accounting into a single integrated technology platform.

Accumulated data and knowledge from over ten years of investing in community banks, having reviewed more than 1,200 institutions over the past ten years.